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Senior Manager, Control Monitoring Financial Market

Job description

To drive optimal risk & control monitoring functions supporting the Financial Market Central Control Group (CCG). Identify, report and escalate failures in processes and material breaches to controls.

  • Runs Control Monitoring, Daily Trades & Chat Room Surveillance relating to Trade discussions.
  • Support Global Process Owner for risk assessment and EORP (Group OR management system) data management
  • Overseeing the delivery of key Sales MI & reporting for insights and strategic agendas for Group FM Sales COO and regional Sales Teams.
  • Driving efficiency and technology agendas to provide more value for stakeholders.
  • Understanding the client needs to be able to provide additional services and building capacity to sustain.
  • Understand principle and standards relevant to Enterprise Risk Management Framework,
  • Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from CST/KCI reviews.
  • Inform senior management of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or cease activities.
  • Departmental Continuity Coordinators (DCCs) - Conduct Business Impact Analysis (BIA), Develop, maintain and exercise Business Continuity Plan (BC Plan)

Our Ideal Candidate

  • Demonstrate leadership across multiple locations
  • Strong risk management and controls background.
  • Highly effective verbal and written English communication skills
  • Good presentation, time management, negotiation and influencing skills
  • Ability to influence without authority
  • Strong analytical and problem-solving skills
  • Ability to manage multiple work streams with strong problem solving and analytical skills
  • Strong communication and presentation skills to varying levels of management
  • Strong analytical and problem-solving skills
  • Proven ability to collaborate effectively with a wide range of stakeholders
  • Adequate knowledge around Tableau and Excel as these tools are primarily used to produce the MIs and also able to troubleshoot and resolve issues on these tools.
  • Proficient in Microsoft Office

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer MYR500 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.my/refer-a-friend