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- Posted 03 January 2022
- SalaryRM14000 - RM180000 per annum
- LocationKuala Lumpur
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH252866_1641188666
Associate Director, Policies and Processes
Job description
- Multinational banking and financial services company
- Country level initiatives across regional offices
- Attractive remuneration package
Responsibilities
- To conduct regulatory and group guideline gap analysis to identify gap, establish process/controls to adhere to requirements; as well as ensuring action plans are in place and follow through
- Perform regulatory advisory (first line/consultation) for compliance matters for business unit
- Provide support and guidance pertaining to regulations on new business initiatives/ digitisation/ platform, board paper preparation etc
- Conduct risk - provide input / guidance into conduct plan & implement on behalf of business, preparation of conduct townhall content to ensure business units are aware of the Group Standards/requirement
- Facilitate product and risk governance forums which include business metrics monitoring, issues tabling and monitoring of follow up actions
- Coordination quality review / complaints exercises (inclusive of questionnaire development, onboarding, validation of result/report, critical non-compliance remediation tracking action plan /follow up, reporting)
- Key coordinator supporting audit, internal review, regulatory ad hoc review, which cover end to end process from walkthrough, logistic, collation/validation of documents etc
- Govern and oversee licensing related matters ensuring timely license registration, deregistration, process establishment to comply to licensing requirement
Qualification
Candidate should have 8-10 years of experience in banking industry, preferably with experience in Wealth Management, Risk Management and/or regulatory compliance.
How to Apply
Contact Atiqah Roslan on +(60)3 9213 1668 or APPLY NOW by clicking the button below. Please send your updated CV to atiqah.roslan@ambition.com.my quoting ref no. #248188. For similar opportunities, please visit www.ambition.com.my.
Data provided is for recruitment purposes only. *LI-IT
Business Registration Number: 1048918-T. License Number: JTK 2710
If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer MYR500 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.my/refer-a-friend
If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer MYR500 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.my/refer-a-friend