Head of Compliance

Join a dynamic financial services organization as Head of Compliance, where you will play a critical role in shaping the firm's regulatory strategy and ensuring strong governance across its capital markets operations.

This is a senior leadership role reporting directly to the Board, offering the opportunity to influence business strategy while safeguarding regulatory integrity.

Key Responsibilities

* Lead and drive the company's overall compliance strategy in line with regulatory expectations and business objectives

* Act as the primary advisor to the Board and senior management on regulatory developments and compliance risks

* Oversee compliance frameworks, monitoring programs, and AML/CFT controls across the organization

* Provide compliance oversight on new product launches, system implementations, and strategic initiatives

* Serve as the key liaison with regulators including the Securities Commission Malaysia

* Lead and develop a high-performing compliance team while fostering a strong culture of integrity and governance

Requirements

* 10+ years of compliance experience within capital markets, investment banking, brokerage, or financial services

* Strong understanding of Malaysian capital markets regulatory framework

* Completion of SIDC Modules 6, 7, and 11 (or ability to obtain registration)

* Proven leadership experience managing compliance teams

* Strong stakeholder management skills with Board and senior management exposure

This is an excellent opportunity for a seasoned compliance professional looking to step into a strategic leadership role with strong visibility at Board level.

Fit these requirements or know anyone who does? Connect with me at keshveeni@ambition.com.my for a confidential chat.