Investment Compliance - Section Head

I'm currently partnering with a leading multinational FI to hire a Compliance lead to join their team. This role will work closely with business and product stakeholders to ensure regulatory compliance while supporting the development and rollout of new initiatives.

Key Responsibilities

• Provide regulatory and product compliance advisory across the business
• Partner with product, distribution, and operational teams to embed compliance into business initiatives
• Conduct compliance reviews and monitoring to ensure adherence to regulatory requirements
• Support regulatory reporting and engagement with regulators
• Drive remediation efforts and strengthen governance and control frameworks

What We're Looking For

• 10+ years' experience in compliance, regulatory advisory, or governance
• Background in Investment compliance for financial services
• Familiarity with Malaysian regulatory frameworks
• Strong stakeholder management and ability to translate regulations into practical business solutions

Why this role?
This is an excellent opportunity to join a well-established compliance function within a global organization, offering strong exposure to regulatory advisory, product governance, and strategic compliance initiatives.

If you're keen to explore or would like to have a confidential discussion, feel free to reach out at keshveeni@ambition.com.my.

Successful referrals will win RM 500, so refer away!